Industries

IT for finance and insurance

Claim day, uninterrupted.

happier IT supports Canadian insurance brokerages, accounting practices and financial services firms across Alberta, British Columbia and Ontario. Two things make this sector different: the software is specific and unforgiving, and the money moves by email, which is exactly where the losses happen.

Who it's for

We already know what your software is called.

Broker management systems and practice software are not general-purpose IT. Knowing them before day one is most of the value.

Applied Systems Epic and TAM
The broker management system a lot of Canadian insurance brokerages run on. Performance, printing, integrations and the workstation configuration around it are where the day-to-day friction lives.

Vertafore AMS360 and Sagitta
The other half of the brokerage market. Same job, different platform, same rule: know it before you start rather than during a renewal season.

CaseWare, TaxCycle, Sage and QuickBooks
Accounting practices. Year-end is a hard deadline with no give in it, so change gets scheduled around the calendar, not ours.

E-signature, document management and portals
Where client data actually moves. Usually the least-governed part of the stack, and the first thing an auditor asks about.

What's included

Four failure modes, in the order they cost you money.

Not scare stories, the ordinary events that turn a good quarter into an awkward conversation with a carrier.

  • Downtime on claim day, or in renewal season

    Financial services has predictable peaks with no slack. An outage in a quiet week is an annoyance; the same outage in the last week of a renewal cycle costs client relationships.

  • Business email compromise

    The dominant loss event in this sector. Someone watches a mailbox, waits for a real transaction, and sends a convincing note changing where the money goes. The fix is email authentication plus a verification step nobody is allowed to skip, including the partners.

  • Access that outlives the person

    Producers, adjusters and contract staff move around. Where offboarding is informal, former staff keep access to client files, which is both a privacy breach waiting to happen and the first thing an audit finds.

  • Evidence you cannot produce

    Insurers, carriers and larger clients now ask for proof of controls, not assurances. If nobody can export an access review or a backup test result, the honest answer takes weeks to become true.

What it costs

Your carrier's requirements usually bite before the legislation does.

The statutory baseline for a private-sector firm is PIPEDA federally, with substantially similar provincial legislation in Alberta and British Columbia. If you take card payments, PCI-DSS applies to that flow specifically.

In practice the requirement that arrives first is contractual: carriers, custodians and larger clients now attach security schedules and send annual questionnaires. Federally regulated institutions carry additional regulatory obligations around technology and third-party risk on top of all of it.

We do not give legal or compliance advice, and we will not pretend a technical control is a legal opinion. What we do is make the controls real and the evidence producible, so your compliance people are working from facts.

The evidence problem

Most firms have more controls than they can prove. Access reviews happen in someone's head; backup tests happen but are not recorded.

Making the same work exportable is usually a few weeks, and it turns a stressful annual scramble into a file you already have.

Why us for this

What we can show you, and what we cannot yet.

Financial services and insurance is one of the sectors happier IT knows best, and the existing site's material on it was the strongest content there.

Verifiable today: certifications across Microsoft, Cisco, Citrix, Dell, HP/HPE, VMware, CompTIA and Red Hat, Certified Ethical Hacker credentials on the security team, and a security operations centre staffed by our own people in Canada, which matters here, because data residency is a question your clients will eventually ask you.

Questions

What people ask before they sign anything.

What privacy rules apply to a Canadian brokerage or practice?

Private-sector personal information is generally governed by PIPEDA, the federal Personal Information Protection and Electronic Documents Act, with substantially similar provincial legislation in Alberta and BC (PIPA). On top of that sit your regulator's requirements, your carrier or custodian agreements, and, if you take card payments, PCI-DSS. In practice, the contractual requirements from carriers and larger clients are often stricter than the statutory ones, so those are usually what to design against.

Do you work with federally regulated institutions?

Federally regulated financial institutions have additional obligations from their regulator around technology and third-party risk, which affect how any IT provider is contracted and overseen. That is a heavier engagement than a brokerage or a practice. Talk to us early rather than late, because it shapes the design rather than being added at the end.

Can you support Applied Epic or Vertafore?

We support them as platforms: the workstations, network, printing, integrations, access and performance around them, and the vendor relationship when something needs escalating. We are not a replacement for the vendor's own application consultants, and we will say so rather than learning your configuration on your time.

Our carrier sent a security questionnaire. What do they want?

Almost always the same list: multi-factor authentication on email and remote access, endpoint protection, tested backups, a documented offboarding process, encryption, an incident response plan and a named contact. Most of it is ordinary hygiene. We help you answer it truthfully, including where the honest answer is "not yet, and here is the date".

How do you handle year-end and renewal season?

By not touching anything during it. Change freezes around your peaks are agreed at the start of the relationship and written into the plan. A provider who schedules a migration during your busiest fortnight has told you something important about how they think.

Want to know what this would look like for you?

A 30-minute call. No slides, no audit fee, no obligation. We ask what is breaking and tell you honestly whether we are the right fit.